SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data

SEC

24 Jun 2020 0 shares 1 views

SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data

SEC

Published 24 Jun 2020

The Securities and Exchange Commission today announced settled charges against broker-dealer SG Americas Securities LLC for failing to provide complete and accurate securities trading information known as "blue sheet data." SG Americas agreed to…

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SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data

SG Americas to Pay $3.1 Million to Settle Charges of Providing Deficient Blue Sheet Data

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