United States: SEC Staff Issues No-Action Relief To Broker-Dealers From Reg BI And Form CRS Obligations Related To Certain Family Offices - Latham & Watkins LLP

United States: SEC Staff Issues No-Action Relief To Broker-Dealers From Reg BI And Form CRS Obligations Related To Certain Family Offices - Latham & Watkins LLP

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The no-action relief applies to family offices with at least US$50 million in total assets (Institutional Family Offices) and requires broker-dealers seeking to rely on the relief to establish

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