United States: Comment Deadline Set For FINRA-Proposed TRACE Reporting And Portfolio Trade Rule Amendments - Cadwalader, Wickersham & Taft LLP

United States: Comment Deadline Set For FINRA-Proposed TRACE Reporting And Portfolio Trade Rule Amendments - Cadwalader, Wickersham & Taft LLP

Mondaq

Published

The SEC published in the Federal Register a FINRA proposal amending Rule 6730 ("Transaction Reporting") that would provide additional transparency into delayed Treasury spot and portfolio trades through the use of "specific modifiers."

Full Article