United States: FINRA Proposes Fee Limits On Proxy Distributions - Cadwalader, Wickersham & Taft LLP
FINRA proposed amendments to FINRA Rule 2251 ("Processing and Forwarding of Proxy and Other Issuer-Related Materials").
Full Article
United States: FINRA Proposes Fee Limits On Proxy Distributions - Cadwalader, Wickersham & Taft LLP
Mondaq
0 shares
1 views
You might like
Related news coverage
United States: FINRA Proposes Changes To Modify Trade Reporting Fees For FINRA/NYSE Trade Reporting Facility - Cadwalader, Wickersham & Taft LLP
Mondaq
FINRA established an operative date of April 1, 2022.
-
United States: FINRA Imposes Fee Limits On Proxy Distributions - Cadwalader, Wickersham & Taft LLP
Mondaq
-
United States: FINRA Seeks Comment On Proposal On Borrowing And Lending To Customers - Cadwalader, Wickersham & Taft LLP
Mondaq
-
United States: FINRA Updates Operational Interpretations To Align With SEA Amendments - Cadwalader, Wickersham & Taft LLP
Mondaq
-
United States: FINRA Extends Temporary Relief For FINRA Staff From Certain Procedural Requirements - Cadwalader, Wickersham & Taft LLP
Mondaq
Advertisement
More coverage
United States: GAO Identifies Deficiencies In SEC Oversight Of FINRA - Cadwalader, Wickersham & Taft LLP
GAO identified deficiencies in the SEC's oversight of FINRA and offered recommendations for enhancing SEC oversight.
Mondaq