United States: SEC Appoints Whistleblower Office Chief - Cadwalader, Wickersham & Taft LLP
Published
The SEC appointed Nicole Creola Kelly as the Chief of the Office of the Whistleblower.
Full ArticlePublished
The SEC appointed Nicole Creola Kelly as the Chief of the Office of the Whistleblower.
Full ArticleAn SEC proposal to expand the electronic filing requirements under the EDGAR system was published in the Federal Register.
If the SEC approves the proposal, FINRA will notify market participants in the Federal Register within 90 days.