United States: SEC Grants No-Action Relief To ETF From Tender Offer Rules - Cadwalader, Wickersham & Taft LLP

Mondaq

07 Jan 2022 0 shares 2 views

United States: SEC Grants No-Action Relief To ETF From Tender Offer Rules - Cadwalader, Wickersham & Taft LLP

Mondaq

Published 07 Jan 2022

The SEC Division of Corporation Finance granted no-action relief from SEA Rule 14e-5 ("Prohibiting Purchases Outside of a Tender Offer") requirements on exchange-traded funds ("ETF").

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United States: SEC Extends Period For A Decision On Proposal Enhancing Capital Requirements For Clearing Organizations - Cadwalader, Wickersham & Taft LLP

The SEC extended the period for action on a proposed rule change enhancing capital requirements for clearing organizations.

Mondaq 31 Jan 2022

United States: SEC Extends Decisions On Crypto ETF Listings - Cadwalader, Wickersham & Taft LLP

The date to approve or disapprove the proposed rule was extended to April 3, 2022.

Mondaq 31 Jan 2022

United States: SEC Grants No-Action Relief To ETF From Tender Offer Rules - Cadwalader, Wickersham & Taft LLP

United States: SEC Grants No-Action Relief To ETF From Tender Offer Rules - Cadwalader, Wickersham & Taft LLP

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